How to Find Your AML Compliance Gaps
As an avid reader, my favorite genre is mystery. A good mystery writer will drop a clue now and then, just enough to keep me guessing and occasionally I may be able to figure out who did the deed once I reach The End. However, as much as I love a good mystery, a compliance manual should not read like one. And yet, sadly, so many do. Too many require the reader to hunt for the clues to a company’s anti-money laundering (AML) processes and policies and approach to risk analysis.